She grew up during the depression in a small mill town in
the southern United States. Her father was a textile worker. Her mother, a
homemaker. She not only became the first member of her family to go to college,
but she also went on to get a graduate degree, to teach high school chemistry,
and to be named Teacher of the Year.
So, when Lydia Lowie was asked several years ago to give a speech describing
the most influential teacher in her life, most expected the retired
schoolteacher to wax eloquent about an inspiring high school science instructor
or a brilliant college chemistry professor.
Instead, Lowie talked about her mother. That’s right, this highly-accomplished
schoolteacher who had for years paid dues to a teacher’s union that boasts, “If
you can read this, thank a teacher,” identified as her most influential
instructor a poor, simple woman with a high school education.
While some might be tempted to dismiss Lowie’s comments as sweetly sentimental,
the truth is mothers -- and fathers -- exert far more influence over their
children’s intellectual development than is commonly realized. In fact, more
than three decades of research shows that families have greater influence over
a child’s academic performance than any other factor -- including schools.
Indeed, in the mid-1960s, University of Chicago sociologist
James Coleman led a major research study designed to explain why students in
certain schools or in certain classes within a school perform better, on
average, than students attending other schools or other classes. Coleman’s
pioneering research weighed the relative influence on student achievement of
different school factors (such as per-pupil spending and school size) as well
as the influence of different teacher variables (such as teacher experience and
levels of education completed).
While several school factors proved to have a modest effect
on student performance, they paled in comparison to the influence of family
background. According to Coleman, there is a “powerful relation of the child’s
own family background characteristics to his achievement, a relation stronger
than that of any school factors.”
Coleman’s research spawned a number of studies replicating
his work and building upon it. These studies consistently confirmed Coleman’s
central finding that families exert considerable influence over student
achievement. For example, a 1984 research review by the National Institute of
Education concluded, “Extensive, substantial, and convincing evidence suggests
that parents play a crucial role in both the home and school environments with
respect to facilitating the development of intelligence, achievement, and
competence in children.” A 1993 survey of the research literature by Benjamin
Bloom and his colleagues reported, “The home environment is a most powerful
factor in determining the school learning of students – their level of school
achievement, their interest in school learning, and the number of years of
schooling they will receive.” And a 1994 report issued by the U.S. Department
of Education noted, “Thirty years of research show that greater family
involvement in children’s learning is a critical link to achieving a high-quality
education . . . controllable home factors account for almost all the
differences in average student achievement.”
What is especially important about this research is that it consistently shows
that what families do really matters. That is, differences in student learning
are not determined simply by the quality of one’s gene pool or by which side of
the tracks one lives on. Instead, differences in child learning stem
significantly from the values, habits, and relational dynamics at work within the
household.
Indeed, a research review published in the Phi Delta Kappan
found that the home learning environment has an effect on achievement that is
at least twice as great as family socio-economic status (SES). A study
commissioned by the Toronto Board of Education found that parental
encouragement at home and participation in school activities have a more
significant effect on children’s achievement than either SES or student
ability. And Bloom and his colleagues summarize their findings by observing,
“Parents from a variety of cultural backgrounds and with different levels of
education, income, or occupational status can and do provide stimulating home
environments that support and encourage the learning of their children. It is
what parents do in the home rather than their status that is important.”
A Stimulating Home Environment
What characterizes the home learning environment in which children are most
likely to succeed? In a 1994 review of the research literature, Anne Henderson
and Nancy Berla of the National Committee for Citizens in Education reported
that children fare best when their parents establish regular bedtimes and a
daily family routine, monitor TV viewing and other out-of-school activities,
express high but realistic expectations for achievement, stimulate reading,
writing, and discussions among family members (including mealtime discussions,
bedtime stories, and letters to relatives); and encourage use of libraries,
museums, and other community resources.
That these “home” variables contribute to children’s learning should not
surprise anyone. What may surprise many, however, is just how much difference
these “home” factors can make.
Take, for example, family meals together. While some might consider this a
rather trivial family ritual, several studies have found the frequency of
family meals together to be a strong predictor of student test scores. In
explaining this high positive correlation, Chester Finn of the Hudson Institute
says that consistent mealtimes give parents regular opportunities to ask
questions about what kids are doing in school. Mealtimes also give parents
regular opportunities to broaden children’s educational horizons. For example,
U.S. President Theodore Roosevelt’s interest in public affairs is said to have
been cultivated when he was a boy by the rich dinnertime discussions his family
regularly enjoyed.
Just as family interactions around the dinner table pay surprising dividends,
the number and variety of learning tools (books, tapes, puzzles, encyclopedias,
computers, and the like) in the home have a profound effect on student
achievement. In his groundbreaking book, School’s Out, Lewis Perelman of the
Discovery Institute reports that data from the High School and Beyond Survey
shows that the number of learning tools available in the home is a much
stronger predictor of academic achievement than factors such as whether parents
expect children to attend college.
Other studies also have found a high correlation between
home learning tools and student achievement. For example, a report issued by
the Appalachia Educational Laboratory shows that apart from fixed
characteristics like family size and SES, student achievement is influenced by
variables like having books available, reading to children, taking trips, and
guiding TV viewing. A study of third graders in southern California indicates
that high achievers are more likely than other students to spend time on
homework, to use the dictionary, and to take part in learning activities with
their parents. And education analyst Ann Milne concludes from her review of
more than 100 studies, “What is important is the ability of the parent(s) to
provide pro-educational resources for their children – be they financial,
material, or experiential.”
Not surprisingly, the positive impact of home learning tools is especially high
when these materials are used in direct parent-child interaction. For example,
a 1985 report from the National Academy of Education found that the single most
important activity for building the knowledge required for eventual success in
reading is for parents to read aloud to children. Moreover, a 1992 study at the
City University of New York found that average IQ scores of low-income
preschoolers are boosted by nearly two points for each day of the week that a
mother reads to her child.
The benefits of parent-child verbal interaction can also be seen in recent
research showing preschoolers placed in full-time day care settings often lag
behind their home-reared peers in language development. What is the primary
reason for the difference? Young children at home spend much of their day
interacting verbally with people (particularly Mom) whose language skills are
more advanced, whereas kids in day care spend most of their day interacting
verbally with peers whose language skills are no more developed than their own.
Structure Counts, Too
To say that family practices and processes make a
significant contribution to child learning does not imply that “non-process”
family factors (such as family income, size, structure, genetic make-up, and
parents’ education) are somehow unimportant. Indeed, Milne reports that
research consistently shows “that both males and females from single-parent
families performed less well than those from two-parent families.” A University
of California study shows that “parent inputs do reduce the proportion of low
achievers, but they do not overcome the disadvantages of low income.” Studies
of twins suggest that genetic factors account for at least one-third to
one-half of the differences in IQ scores. And a study of Los Angeles elementary
school students finds that “home process variables, parental responsibility
variables, and family background circumstances worked together to shape student
achievement patterns (emphasis added).”
These and other studies indicate that certain family structures and backgrounds
facilitate child learning more than others. And they suggest that the combined
effect on student achievement of “process” and “non-process” variables is most
apparent when either both sets of factors naturally pull in the same direction
(when, for example, highly-educated parents make time to teach their children
things at home) or when family roles are adapted to facilitate home learning.
Consider, for example, the effect of family size on child learning. For many
years, researchers in the United States have reported that a child’s learning
potential is threatened by the addition of new siblings to a household. This
notion that “smaller families are better” springs from the fact that, in most
American households, children are primarily educational “consumers” taking from
their parents’ learning resources, rather than significant “producers”
contributing to the family’s overall learning environment. When children are given
opportunities to contribute meaningfully to the home learning environment,
however, the negative effect of increased family size can be eliminated -- if
not turned into a positive.
That, at least, is one of the most important findings of a fascinating 1992
University of Michigan study about the children of Southeast Asian “boat
people” who came to America during the late 1970s and early 1980s. This study
found that the refugee children’s remarkable educational achievement (their
average scores were well above average in math and science, and only slightly
below average in reading and English) was due in no small part to an effect
similar to that found in the old one-room schoolhouse. Here’s how the study’s
authors describe a typical evening in a refugee home: “After dinner, the table
is cleared, and homework begins. The older children, both male and female, help
their younger siblings. Indeed, they seem to learn as much from teaching as
from being taught . . [A] great amount of learning goes on at these times -- in
terms of skills, habits, attitudes, and expectations as well as the content of
a subject . . . Such sibling involvement demonstrates how a large family can
encourage and enhance academic success.”
Not only does this study of Indochinese refugee families challenge prevailing
assumptions about the educational impact of larger family size, but it also
challenges prevailing assumptions about whether poorly-educated parents can
contribute significantly to their children’s cognitive development. Even though
the refugee parents had very limited English skills, they still enhanced their
children’s literacy by reading to them. In fact, “the effects of being read to
held up statistically whether the children were read to in English or in their
native language,” the University of Michigan research team report. “This
finding suggests that parental English literacy skills may not play a vital
role in determining school performance. Rather, other aspects of the experience
-- emotional ties between parent and child, cultural validation and wisdom
shared in stories read in the child’s native language, or value placed on
reading and learning -- extend to schoolwork.”
Policy Implications
Just as it is important for families to appreciate the
magnitude of their influence over child learning, it is also important for
education officials to design policies and programs that envision parents
playing a major role in their children’s cognitive and moral development.
Unfortunately, this occurs far too infrequently -- in part because education
officials have far less control over family structures and processes
(thankfully!) than over school policies and procedures.
Yet, if hopes for reversing education decline are to be realized, serious
attention must be given to the role of families in improving student
performance. As Bloom and his colleagues acknowledge, “It seems most unlikely
that a significant improvement in the quality of education for all students can
be achieved without active support from other quarters . . . particularly
families.”
To that end, four reforms are especially needed:
1. Redefine “parental involvement” to give emphasis to the role parents play as
their children’s first and most important teachers. While virtually everyone
these days supports greater “parental involvement” in education, few Americans
-- including many parents themselves -- really believe it is critical. If
educating children is a pot luck dinner, then most Americans perceive that
schools provide the “meat and potatoes,” while families contribute the dessert.
This analogy can almost be taken literally. In many places today, “parental
involvement” is defined to include little more than making brownies for school
bake sales, being room mothers for class parties, volunteering to chaperone
school field trips, serving on school advisory committees, and attending open
houses, PTA meetings, sporting events, plays, and musical performances.
While no one
would dispute the legitimacy of some -- if not all -- of these functions, it is
instructive that most of these traditional parental functions do not center
around learning. Indeed, traditional definitions of “parental involvement” do
not fully appreciate the instructional contribution parents can and should make
to their children’s cognitive development.
This is
unfortunate, for the instructional role of parents is not only very important,
but is often more appealing to families than other forms of involvement. “What
appears to be a crucial role for black parents is their role as teachers in the
home,” notes Jacqueline Jordan Irvine in her book, Black Students and School
Failure. “It is the role that parents prefer and the one directly related to the
achievement of their children.”
In fact, Irvine
believes part of the reason many parents are apathetic about serving on advisory
boards and in other traditional capacities is because they perceive that their
roles on such committees are “marginal” and that their participation has little
or no direct impact on the achievement of their children.
2.
Refocus “educational choice” to give emphasis to the way in which it increases
parental involvement in education. Currently, the case for giving parents
“school choice” often emphasizes ways schools would improve in a competitive
free market environment. If parents easily could move their children from one
school to another, the argument goes, then schools would work harder to educate
students, thereby raising the quality of all schools.
There is
nothing wrong with this argument. Competition would improve schools. That is a
bedrock free market principle.
But this is not
the only (or even the most) compelling argument for adopting an educational
choice plan. Just as a break-up of the government school monopoly is apt to
affect supply-side behavior and give us better schools, it is also apt to affect
demand-side behavior and give us better families. If genuine “educational
choice” existed, parents would be active, discriminating consumers of various
educational options rather than passive recipients of schooling chosen by
government planners using proximity-is-destiny guidelines.
Indeed, no
longer would parents enjoy the privilege of blaming the government for supplying
bad schools. With parental choice comes parental responsibility. Ultimately,
parents would be responsible for the decisions they make -- whether those
decisions produced positive outcomes or negative ones.
In such an
environment, parents undoubtedly would devote greater time and attention to
considering ways to improve their children’s academic outcomes. They would
carefully weigh the advantages and disadvantages of different educational
options -- and carefully monitor the outcomes of various educational decisions.
And so long as
the resources with which they have to work are fungible, parents would be
empowered to consider and pursue all sorts of learning strategies that might
benefit their children -- including some that lie outside the realm of
conventional schooling.
3.
Replace the existing model of education, which is heavily based upon late-19th
Century norms, with a new model designed to seize 21st Century opportunities.
Several months before issuing its much-publicized 1994 report on parental
involvement, the U.S. Department of Education issued a separate report that said
America’s schoolchildren are “prisoners” of an outmoded school schedule.
Specifically, the report said that the typical nine-month school calendar (which
was originally built around the annual agricultural schedule) hinders learning
continuity and requires teachers to do considerable review after summer breaks.
The report also said the average school day ends before teachers have adequate
opportunity to cover all the subjects contemporary schools seek to address --
and before many employed parents arrive home from work.
Based on these
observations, the report called for lengthening the school day and the school
year. It also called for expanding early childhood programs directed at
preschoolers, in the name of improving school readiness.
While at first
blush these ideas may appear eminently reasonable, their collective thrust
towards more schooling fails to appreciate the fact that data from the National
Center for Education Statistics show that U.S. students already rack up more
“seat” time in school each year than their counterparts in Japan, Germany,
England, Italy, Canada, and Korea. (Compared to others, however, time in U.S.
schools is more likely to be devoted to non-academic pursuits like gym, driver’s
education, counseling, and assemblies.)
More
importantly, the drive for more schooling seems to be at odds with the growing
volume of research data showing how critically important parental involvement is
to children’s learning. Indeed, this research argues for policies which
facilitate greater parental involvement in children’s lives -- not year-round,
all-day, cradle-to-college school programs that leave little time for families
to learn together.
Moreover, the
most interesting educational trend in America today -- the growth in home
schooling -- is being driven both by a frustration with rationalized,
factory-style, morally-neutral schooling and by a desire on the part of many
parents to be highly involved in the moral and cognitive development of their
children. What is especially interesting about this trend is the degree to which
some public school teachers have embraced it.
“Family is the
main engine of education,” observed junior high teacher John Taylor Gatto in a
speech commemorating his selection as New York City’s Teacher of the Year. “If
we use schooling to break children away from parents -- and make no mistake,
that has been the central function of schools since John Cotton announced it as
the purpose of the Bay Colony schools in 1650 and Horace Mann announced it as
the purpose of Massachusetts schools in 1850 -- we’re going to continue to have
the horror show we have right now.”
Gatto finds it
“curious” that the literacy rate in Massachusetts prior to compulsory attendance
laws was 98 percent -- seven percentage points higher than it has been at any
point since. And he finds it “curious” that home-schooled students score
significantly better than their conventionally-schooled peers on achievement
tests. Indeed, a 1999 University of Maryland study of more than 20,000
home-educated students found that the median test scores in math for
home-schooled students were between 16 and 35 percentile points higher than
those for conventionally-schooled children – and in reading, homeschoolers
outpaced their conventionally-schooled counterparts by an average of 32 to 42
percentile points.
While conceding
that we won’t “get rid of schools anytime soon,” Gatto says greater attention
needs to be given to facilitating learning opportunities that bring parents and
children together. “The curriculum of family is at the heart of any good life,”
says Gatto. “The way to sanity in education is for our schools to take the lead
in releasing the stranglehold of institutions on family life.”
Similarly,
Seattle public school teacher David Guterson says “the notion of parents as
educators of their children is, in the broad sense, neither extreme nor
outlandish.” Indeed, Guterson points out that “homeschooled children learn under
the ideal conditions that schoolteachers persistently cry out for.”
Guterson
writes, “Today it is considered natural for parents to leave their children’s
education entirely in the hands of institutions. In a better world, we [parents]
would see ourselves as responsible and our schools primarily as resources.
Schools would cease to be places in the sense that prisons and hospitals are
places; instead education would be embedded in the life of the community . . .
Parents would measure their inclinations and abilities and immerse themselves,
to varying degrees and in varying ways, in a larger educational system designed
to assist them. Schools -- educational resource centers -- would provide
materials, technology, and expertise instead of classrooms, babysitters, and
bureaucrats.”
In essence,
Guterson is calling for an educational system that facilitates “customized”
learning programs tailored to the unique needs of each child, with many
“part-time” schooling options between the current polar opposites of 100 percent
home schooling and 100 percent conventional schooling.
Whatever one
may think of such ideas, Guterson is right to suggest that families hold the key
to improving education in this country. Indeed, despite all of the research on
the importance of parental involvement, virtually all public discussion about
improving education in this country centers around school-based reforms of one
kind or another. Unless and until our education debate begins to focus on the
family, significantly improving student performance in America is likely to
remain an elusive goal.
4.
Recognize that greater home-based learning is apt to lead to better-socialized
kids, not poorer-socialized children. In view of the research findings on the
extraordinary academic achievement of home-schooled children, many people in
America today do not question the educational merits of home education. Instead,
homeschooling today is more often questioned on “socialization” grounds since
most folks who have never met a homeschooling family imagine that the kids are
culturally isolated and socially awkward.
In truth, the
typical home-schooled child is regularly involved in 5.2 social activities
outside the home each week, according to a recent study by Dr. Brian Ray of the
National Home Education Research Institute (NHERI). These activities include
afternoon and weekend programs with conventionally-schooled kids, like ballet
classes, Little League teams, scout troops, church groups, and neighborhood
play. And they also often include mid-day field trips and cooperative programs
organized by groups of homeschooling families.
So, what most
distinguishes a homeschooler’s social life from that of a
conventionally-schooled child? Two things stand out in my mind. First,
homeschooled children tend to interact more with people of different ages. Not
only is this more like the “real world” – what businessperson’s social
interaction is largely restricted to those born in the same year? – but it also
reduces the degree to which children find themselves constantly and obsessively
being compared to, and comparing themselves with, other children their age.
(From an educational standpoint, this reduced consciousness about age also means
that homeschooled “late bloomers” tend to avoid being stigmatized as “learning
disabled” or “slow learners” – which is no doubt one of the many reasons why
average test scores for home-schooled kids are so much higher than for
conventionally-schooled students.)
Second,
homeschooled children tend to draw their primary social identity from their
membership in a particular family rather than from their membership in a
particular peer group. This increases the likelihood that young people will see
themselves as a vital member of an intergenerational community rather than as a
member of “A Tribe Apart.” That’s the phrase author Patricia Hersch uses to
describe the conventionally-schooled suburban kids she followed through
adolescence recently. According to Hersch, many schoolkids today feel isolated
from the grown-up world and alienated from parents who fail to take an interest
in their lives and to set boundaries for their behavior.
Now, Hersch’s
intention isn’t to make a case for homeschooling. (She doesn’t significantly
address the issue.) But the angst-ridden teens she describes in “A Tribe Apart”
closely resemble the peer-obsessed students Guterson sees regularly at his
Seattle public high school. Guterson reports that the kids in his conventional
school often have difficulty navigating the turbulent social scene at school,
with “its cliques, rumors, and relentless gossip, its shifting alliances and
expedient betrayals.”
Guterson
writes, “Peer obsessiveness and the clique mentality are the natural responses
of children to mass schooling, which in essence removes adults from their lives
or rather puts them there at a ratio of one to thirty and in an authoritarian
role not entirely conducive to the forming of meaningful relationships.”
Moreover,
Guterson says that preoccupation with peer acceptance often encourages young
people to become “acutely attuned to a pre-adult commercial culture that usurps
their attention (M-TV, Nintendo, fashion magazines, teen cinema)” and often
fosters a sense of alienation from people of other ages.
Interestingly,
educational researcher Susannah Sheffer of Cambridge, Massachusetts says that
facilitating peer-dependency is part of “How Schools Shortchange Girls” (to
borrow the title of that highly-publicized report issued several years ago by
the American Association of University Women). In a recent research project
patterned after some Harvard studies showing a dramatic decline in self-esteem
among girls aged 11 to 16, Sheffer found that homeschooled adolescent girls did
not typically “lose their voice” or lose confidence in themselves when their
ideas and opinions weren’t embraced by their friends.
Now, none of
this means that every homeschooler is socially well-adjusted. Or that
homeschooling is the only way for parents to raise children successfully. Or
that good things never happen in conventional schools. Indeed, there are many
outstanding teachers and principals involved in conventional schools today who
really do make a significant difference in the lives of their students.
Nevertheless,
it is becoming increasingly clear that the key to improving student achievement
lies not so much in working to improve schools as it does in working to
strengthen families. As the head of the National Education Association conceded
several years ago, “The most effective and cost-efficient place for children to
acquire the foundation for learning and moral values is in the home.”
And as Seattle
public school teacher David Guterson reminds education reformers, “We should
think clearly about the problems of schools [and] ask ourselves why every
attempt to correct them seems doomed to fail . . . We should recognize that
schools will never solve the bedrock problems of education.”
Only families
can. Only families will. That is the lesson Guterson thinks we need to learn.
And if indeed, we learn it, this time we really should thank a teacher.