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On June 8, 1989, at the final discussion of the 45th
United Nations Human Rights Committee in Geneva, Dr. Richard Jaeger, representing the
German government, voiced his reluctance and reservations regarding the adoption of the
Convention on the Rights of the Child:
In the case of Article 5, which deals with the
responsibilities, the rights and duties of the parents, we would have liked a more precise
wording. There can be no doubt at all for the Federal Republic of Germany that the
exercise of specific individual freedoms by children must find its clear limitation in the
rights of guidance and direction of the parents.
This can be demonstrated particularly well by means of
Article 13 which, among others, gives children the right to consume presentations of the
electronic media. . . . I am certain that no one in this room here is of the opinion that
children should be allowed to watch television without any limitations.
This statement by the German representative dramatically
illustrates the shock people experienced when the legal concept of the "childs
right to autonomy" appeared as a problematic legal concept that threatens the organic
parent-child relationship in the context of an international treaty. In the words of
another German representative, spoken on a separate occasion, this surreal situation,
never anticipated in the past, was a symbolic expression of the dissolution of the
contemporary family.
How did this problem occur in the first place? Is there no
room for questioning the legal concept of childrens rights itself? How can we
overcome our current predicament? I would like to review the process of how the legal
concept of childrens rights developeda process which clearly reflects the
interplay between family disintegration and the law. I have chosen material that relates
the experience of the United States, a forerunner of modern society and a representative
leader of the history of child legislation in the West. I would like to discuss in depth
the question of what can be done to protect the family, parents, and children, based on an
historical analysis of this material, and also in reference to the experience of Japanese
law.
I. Formation and Transformation of the Concept of
Childrens Rights in the United States
(1 ) The right to protection
In the process of the development of the child welfare
system in the United States, the concept of childrens rights first arose in the wave
of Progressive social reform that took place at the turn of the century. The reformers
were alarmed by the preliminary signs of trouble and breakdown they saw occurring in
families against a backdrop of rapid industrialization, urbanization, and the influx of
immigrants into the country that dated from the mid-nineteenth century.
The power of the family, while the pioneering hope of
twentieth-century America, was also an institution facing imminent crisis. In the midst of
this duality of hope and crisis, the reformersknown as "child
savers"concentrated all of their efforts on the establishment of a legal
network (parens patriae) which would function as a substitute parent for the
children abandoned in cities, those struggling in dark factories and coal mines, as well
as for prone-delinquent children whose parents could not control them. The reformers
called the objective benefits that should be given to children by this network
"childrens rights."
A. J. Mckelway, one of the reformers, defined children as
having "the right to be dependent." One court practitioner cleverly described
this by saying, "The juveniles right is not the right to liberty, but the right
to custody."
In other words, the child welfare laws in the first half
of the twentieth century attempted to reconstruct the endangered organic parent-child
structure of protection and dependence by creating a framework for the exercise of
parental authority by the law. This artificial system of legal fiction was known as parens
patriae. The right to protection in this context was therefore more accurately
described as the need for protection being fulfilled within the legal framework; it can be
referred to as the childs objective legal entitlement. Legal historian Martin
Grossberg describes the origin of the thinking that gave birth to this right:
The reformers had to create a new paternalistic vocabulary
that defined rights in terms of childrens needs and parental failure. . . . Like
others before and since, child savers hoped to make these needs inviolate by turning them
into rights. . . . Rights talk proved too attractive to ignore.
Thus, these "rights" were not subjective rights
in the classic sense, which makes self-determination a prerequisite.
Equating childrens needs with rights in this way was
not limited to the United States, but developed as a common symbol of child welfare and
its legal paternalism in Western countries in the twentieth century and made steady
progress up to 1959, the year of the United Nations Declaration on the Rights of the
Child. But a transformation in the concept of childrens rights began in the second
half of the century.
(2) The right to autonomy
The actualization of anti-discrimination, which arose from
the new egalitarianism and individualism that emerged in America toward the end of the
1950s, energized to spread through every section of society like wildfire in the late
1960s in the form of social protest that was rooted in a distrust of all traditional and
institutional authority. In the world of education, not only did the protection structure
that formed the parent-child relationship come under fire, but so did various legal
systems that imitated the parent-child relationship.
The sharp increase of new types of child abuse, declining
family morals, free sex, and especially the escalating family disintegration that was
reflected by soaring divorce rateswhich all became apparent in the 1960sdealt
a decisive blow to the traditional concept of protection. The difference in the status of
parent and child and even parental authority itself began to be viewed with suspicion. A
philosophy which made no fundamental distinctions between adults and children, calling for
the liberation of children from protection, gradually came to be widely accepted. The
childs right to autonomy was born in this climate of social change, thus returning
the concept of rights to its classic meaning of individual freedom and autonomy.
In 1967 and 1969 the U.S. Supreme Court made historical
rulings that allowed the childs right to autonomy in the contexts of juvenile
justice and school education. However, preceding this radical advancement of modern
freedom lay the de facto breakdown of parenthood on a social scale, as I have just
described.
The emergence of the childs right to autonomy
inevitably caused dramatic changes in both the American legal system as it concerned
children and in the reality of how children are treated. I will omit the details of these
changes, but it is obvious that the concept of the autonomy of the child, which appeared
in response to protests against protection, actually furthered the destruction of the
protective relationship and helped to weaken education.
Hindsight suggests that the history of modern law in the
West, which started out with the two articles of faithindividual autonomy and the
rightis a history of the gradual dissolution by these two key concepts of the
organic links of traditional society and the replacement of those organic links with
legislation. In the early twentieth century when the aforementioned legal system was
created, the term "right" was used to express a need of children, but in fact
this terminology reflected the struggle to prevent the dissolution of protectiona
struggle that opposed the trend followed by modern law from the eighteenth century onward.
The emergence of the childs right to autonomy in the second half of this century was
a symbolic event which demonstrated how the process of the disintegration of modern
Western society, led by the principles of individual autonomy and the right thereto, had
finally reached down, 200 years after the French Revolution, to the primary level of the
intermediating body of societythe family.
Let me reiterate the question I posed at the beginning of
this report: How can we overcome our current predicament?
II. Beyond the Concept of Childrens Rights
( I ) It is apparent from the account of protection and
autonomy I have just summarized that these two seemingly contradictory legal concepts of
childrens rights are actually twins in the world of modern lawboth grown from
the same root of decline and weakening of natural parenthood and parental authority that
has been a continuously occurring phenomenon in the past century. Today we are bewildered
as we confront a postmodern situation in which the concept of the childs right to
autonomy functions as a disintegrating force against organic parent-child bonds.
Is the solution simply to demand a return to the concept
of rights as meaning the childs right to protection that is consistent with parental
authority? Is this a duty that should be entrusted to the law? In one sense these
questions may be answered in the affirmative, but my understanding is that this solution
alone is not sufficient. What we need at this point is an in-depth discussion of the very
concept of childrens rights, including both protection and autonomy.
(2) First, we should consider that the concept of
childrens rights itself is based on the highly modern premise of the superiority of
artifice over nature. The philosophy of parens patriae was rooted in a powerful
optimism which believed that the natural parent-child relationship could be reconstructed
and developed by the law. In particular, the key concept of rights epitomized the spirit
of enlightened rationalism, which began in the seventeenth century, by its conviction that
nature could be intentionally restructured and developed by rational human choice. This is
why, as Grossberg writes, for the child savers, "rights talk proved too attractive to
ignore." Yet we have witnessed many cases where, paradoxically, legal
paternalismthe right to protectionacted in a destructive manner against the
natural parent-child relationship and proved detrimental to long-term child welfare
because of its excessive optimism and forcefulness. In a way, the institution of the
childs right to autonomy was a reaction against this forcefulness.
(3) The second point I want to offer for your
consideration is that the concept of rights itself is, to begin with, one that found a
basis in isolated individual cases. Today we are faced with a new paradox: the right to
autonomy that came into existence as a result of the criticisms that were levied against
protection is dismantling parent-child and teacher-student relationships by dividing all
the parties concerned into individual entities, which only serves to further weaken the
educational function of these relationships. This new paradox was not a by-product of the
emergence of the right to autonomy concept but was certainly a consequence of the of the
appearance of the parens patriae idealism at the beginning of this century that
helped to dissolve the parent-child relationship with a concept of "rights" that
considered the individual interest of the child as separate from that of the parent.
Looking at this in simple terms we find, as suggested by Mclvelways expression
"the right to be dependent," that what children need most is not an isolated
benefit in the name of rights, but the "relationship" itself. Joseph Goldstein,
a renowned authority on childrens law, argues:
While the law may claim to establish relationships, it can
in fact do little more than give them recognition and provide an opportunity for them to
develop. . . . It may be able to destroy human relationships, but it does not have the
power to compel them to develop.
(4) Although I do not believe that modern law is as
incapable of fostering human relationships as Goldstein asserts, I believe we should
acknowledge unequivocally that modern law, which uses the individual as a starting point,
does not have a framework for dealing with the organic interpersonal relationship itself.
The eminent legal philosopher Friedrich August von Hayek called the excessive confidence
in the superiority of artifice over nature contained in modern law "constructivist
rationalism" and described its limitations in detail.
If we follow this line of argument, it is evident that
today, as we find ourselves in the midst of a crisis of family disorder, that we are faced
with the task of somehow transcending the limitations of constructivist rationalism and
rights-oriented thinking which is the underpinning philosophy of modern law. As Hayek
might have said, we must transcend a legal order based on individualism and constructivist
rationalism and "rediscover" the "spontaneous order" that incorporates
human relationships.
III. The Experience of Japanese Law
(1) The above propositions are highly abstract in nature,
so I would like to share with you a few experiences and observations of Japanese law I
have made which suggested these general propositions to me.
As you are probably aware, Japanese society is a curious
combination of the modern and premodern. Japans legal system has adopted wholesale
the legal system of modern Western states but, as many have noted, the behavior patterns
exhibited by the Japanese cannot be explained fully in terms of modern individualism.
To cite an example, one of the important principles
governing Japanese behavior patterns is the ethic of reciprocity, fostered by
interpersonal dependency and a sensitivity towards the state of belonging. Whereas in the
West, dependency is viewed as being tantamount to subordination or even inferiority and
therefore tends to be suppressed and relegated to the subconscious. In the Far East island
nation of Japan, sensibility to the need of dependency has not only survived without
having been negated but can even be said to be institutionalized within the social
structure. The "belonging" that is the psychological foundation of the
parent-child relationship and the primary model for human relationships is referred to as amae
in Japanese. I would like to refer those of you who are interested in this topic to The
Anatomy of Dependence by Takeo Doi, an excellent study of this phenomenon which is
available in translation in seven languages. Inevitably, the remnants of such
nonindividualistic behavior patterns have been criticized by modern Japanese intellectuals
who view them in a negative light as a premodern legacy that should, for the most parts,
be subjugated.
(2) Yet when we consider this problem from the perspective
of our interest in the theme of this conference, Japans experience of combining the
modern with the premodern provides us with very interesting data. It is very clear that
one of the major reasons that the Western-style phenomenon of family dissolution has not
yet occurred in Japan is due to the amae behavior pattern I have just touched on. In the
legal world, we find many interesting phenomena. For example, the long history of the
family mediation system in the Japanese family courts has shown its governing principle to
be structured around the recovery of belonging through compromise and conciliation. The
parties to mediation are encouraged to minimize the modernist assertion of their rights
and discover the possibility of interpersonal relationships based on the ethic ot
reciprocity. It is observed that people also arrive at court hoping unconsciously to
recover through mediation some kind of psychological reconciliation.
(3) Another example is the Child Welfare Law. As a rule,
the various measures for dealing with children in Japans municipal child welfare
centers are taken only with parental consent. When parental consent cannot be obtained,
the child welfare center can seek a court decision that allows it to intervene
compulsorily in the parent-child relationship. In cases of extreme abuse of parental
rights, the child welfare center can ask the family court to rule that the parents forfeit
their rights. This law was enacted in 1947 during the U.S. Occupation, based on the
principles of parens patriae.
Yet interestingly enough, there have been very few actual
cases of compulsory intervention into the parent-child relationship by Japans child
welfare centers and the courts. According to the Annual Report of Judicial Statistics for
1995, Japanese courts authorized compulsory, temporary intervention into the parent-child
relationship in only 19 cases, and there were only 15 rulings for forfeiture of parental
rights, some of which some were later overturned. There is only one case recorded in the
precedents which is worth citing as a public reference: in 1979, a case involving a girl
raped by her father, in which the Tokyo Family Court ruled that his parental rights be
forfeited. It should be noted, however, that these numbers are within the context of the
present Japanese population, which is about 120 million.
(4) Another illustration of the Japanese laws
reluctance towards compulsory intervention and its belief in the superiority of nature
over artifice is its approach to status offense (prone-delinquent) jurisdiction in
juvenile law. The current Japanese Juvenile Law, like the Child Welfare Law, was enacted
after the Second World War under the influence of the parens patriae principle and, like
its model, anticipates the need for considerable, proactive, compulsory intervention into
the parent-child relationship. Yet in reality, the number of prone-delinquent juveniles
sent by the Japanese Police to the family court in the past 50 years accounts for a mere
1.6% of all juvenile offenses every year. This percentage has not changed from that
recorded in the years when the preceding Taisho Juvenile Law, enacted in 1922, was in
force. This law banned outright any long-term compulsory intervention in prone-delinquent
without parental consent. Dr. Tanida Saburo, the legislator at the time, tells why the
relevant article was included:
The reason we added this article was to ensure that the
law does not damage the natural emotional bond between parent and child in our country.
The reserved approach and administration of the old
juvenile law, which was based on a respect for the natural relationship of dependency
between the parent and child, has not changed even in the 50 years since the new law,
formulated along the lines of the idea of parens patrie, was enacted. In other
words, Japanese law makes a sharp response neither to the right to protection nor to the
right to autonomy.
The experience of modern law in Japan that I have related
is limited to Japan and therefore perhaps not immediately applicable to other societies.
Also, the passiveness of Japanese law that I have described is generally depicted as
evidence of the backwardness of Japanese society. But if we view our greatest task as one
of putting a halt to the "waning of belonging," as Bruce Hafen expresses it, a
result of the fragmentation of human relationships in a world where modernization is being
pushed to its limits, then the experience of Japanese law which values human connectedness
might provide us with clues that will lead to a viable solution.
In Conclusion
Seventeenth-century philosopher and mathematician Blaise
Pascal argued that there are two types of mind: lesprit de geometric, the
geometrical mind, and lesprit de finesse, the intuitive mind. The geometrical
mind draws conclusions from a small number of precise principles through logical
reasoning. The key to this form of reasoning is the clear judgment of concepts. In
contrast, the intuitive mind deals with a myriad of things which, by nature, cannot be
demonstrated in an ordered, geometrical fashion. These things are extremely delicate and
must be seen by the intuitive mind at a glance, and not as a result of progressive
reasoning. The process this involves can be more accurately described as feeling, rather
than perceiving.
The distinction Pascal draws between these two types of
mind is closely related to our theme of law and the family. Law makes its appearance in
real-life situations, where things must be assembled along the lines of geometrical
evidence and logical perspectives to form a social order. Yet the entities of the family
and the parent-child relationship cannot be satisfactorily understood only in such
Cartesian terms. They also involve instinctive, emotional, historical, and religious
aspectsthe natural resources, so to speak, that are part and parcel of human life.
To truly grasp the orders of the family and parent-child relationship, we must turn to the
power of the intuitive mind. But as Pascal noted, "Geometricians are rarely
intuitive."
Here, at last, the problems embodied in the question of
how modern law can protect the family become clear. We must begin from the awareness that
law and the family are objects of two different orders and, to quote Pascal once more,
avoid the carelessness of "geometricians who treat these intuitive matters
geometrically; and make themselves ridiculous by trying to begin with definitions followed
by principles." Surely our most vital task, as legal scholars and practitioners, is
to make decisions with the utmost of care, all the while fully aware of the part the
intuitive mind has to play, as we grow, step by step, toward a better, more balanced
understanding of the parent-and-child relationship.
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